IBM OpenPages GRC Services | GRC Consulting – iTechGRC


Modern Day Three Lines of Defense to Tackle Recent Compliance Challenges

Start Tackling Compliance Today!

In this e-book, we have enlisted the top regulatory updates on consumer protection, financial inclusion, climate change, and cybersecurity that will impact financial services businesses.

These include:

  • Community Reinvestment Act (CRA)
  • Section 1071 of the Dodd Frank Act
  • Section 1033 of the Dodd Frank Act
  • Mandatory disclosures related to ESG by SEC
  • Rule 10 for cybersecurity-related disclosure

Next, we have provided our perspective on the probable solutions to deal with these new compliance rules with the modern version of the ” Three Line of Defense Model,” popularly known as the 3LD model, and highlighted essential tips to modernize this model.

Three Lines of Defense E-Book